AGENCIES - CENTRAL REGISTRATION DEPOSITORY (CRD)
The Central Registration Depository is a database of licensing and other regulatory information that encompasses nearly all broker dealers, investment advisory firms, stockbrokers and individual investment advisors in the United States. Maintained jointly by the North American Securities Administrators Association (NASAA) and the National Association of Securities Dealers (NASD), CRD information may be accessed by contacting the state agency where you live.
ASSOCIATION OF SECURITIES DEALERS - PUBLIC DISCLOSURE PROGRAM
NASD makes information on securities professionals and firms available online and, in most cases, detailed report information is returned to you by e-mail.